Retirement plan

ORT TOOL & DIE CORPORATION 401K PROFIT SHARING PLAN

Name: ORT TOOL & DIE CORPORATION - ORT TOOL & DIE CORPORATION 401K PROFIT SHARING PLAN (2018) Form 5500
Creator: ORT TOOL & DIE CORPORATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ORT TOOL & DIE CORPORATION 401K PROFIT SHARING PLAN, ORT TOOL & DIE CORPORATION

ORT TOOL & DIE CORPORATIONEIN 38-1655920Plan #001PY 2018

6555 SOUTH DIXIE HIGHWAY - ERIE, MI 48133419-242-9553orttool.comLinkedIn51-200 employeesmachinery

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$15.4M

+16.6% from 2017

Total participants

-78.0% from 2017

Average account balance

$129,379

+17.6% from 2017

Annual return

12.28%

+0.40 pp from 2017

Benchmarks

See 142 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Cohort142 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$20.85M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$148K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

141

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.13M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.23%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$335

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY DEAN WITTER Service code 16 201 PLAZA TWO · JERSEY CITY, NJ 07311	Consulting	$33,507
TRANSAMERICA RETIREMENT SOLUTIONS3+ years Service code 12 · EIN 13-3689044	Shareholder servicing fees; Account m...	$18,214
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782	Securities brokerage commissions and ...	$950
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. , INC Service code 33	Securities brokerage commissions and ...	$0
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567	Securities brokerage commissions and ...	$0

Plan features & details

Pension benefit codes2E2F2G2J2R3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$18K

Other / not subdivided$18K100.0%

% of EOY assets

0.118%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: REHMANN ROBSON LLC
Auditor EIN: 383635706
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$129,379

$89,769+44.1%

$76,768+68.5%

Participation rate

0.0%

75.1%-75.1pp

77.0%-77.0pp

Annual return

12.28%

-5.73%+18.0pp

2.43%+9.9pp

Employer contribution / active EE

$1,505-100.0%

$2,485-100.0%

Participant deferral / active EE

$3,196-100.0%

$3,852-100.0%

Admin fee / account holder

$153

$4,068-96.2%

$6,675-97.7%

Provider

Service type

Compensation

MORGAN STANLEY SMITH BARNEY3+ years

Filed as: MORGAN STANLEY DEAN WITTER

Service code 16

201 PLAZA TWO · JERSEY CITY, NJ 07311

Consulting

$33,507

TRANSAMERICA RETIREMENT SOLUTIONS3+ years

Service code 12 · EIN 13-3689044

Shareholder servicing fees; Account m...

$18,214

CHARLES SCHWAB & CO., INC.3+ years

Filed as: CHARLES SCHWAB & CO., INC

Service code 33 · EIN 94-1737782

Securities brokerage commissions and ...

$950

CHARLES SCHWAB & CO., INC.3+ years

Filed as: CHARLES SCHWAB & CO. , INC

Service code 33

Securities brokerage commissions and ...

NATIONAL FINANCIAL SERVICES3+ years

Service code 33 · EIN 04-3523567

Securities brokerage commissions and ...

ORT TOOL & DIE CORPORATION 401K PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ORT TOOL & DIE CORPORATION 401K PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion