Filed September 8, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $24,608 |
ASHTON YOUNG INC6+ years Service code 49 · EIN 38-1617113 | Other Services | $8,359 |
PRINCIPAL LIFE INSURANCE COMPANY6+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $7,192 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,833 | $39,948+137.4% | $89,391+6.1% | $73,409+29.2% |
| Participation rate | 98.5% | 50.4%+48.1pp | 68.0%+30.5pp | 72.2%+26.3pp |
| Annual return | 14.02% | 50.12%-36.1pp | 245.62%-231.6pp | 59.29%-45.3pp |
| Employer contribution / active EE | $2,318 | $1,200+93.2% | $2,586-10.3% | $2,234+3.8% |
| Participant deferral / active EE | $5,376 | $2,193+145.2% | $3,890+38.2% | $3,805+41.3% |
| Admin fee / account holder | $23 | $134-83.0% | $4,881-99.5% | $158-85.6% |