Filed August 6, 2018 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
GREGORY J SCHWARTZ & COMPANY INC1+ years Filed as: GREGORY J. SCHWARTZ & CO., INC. Service code 26 · EIN 38-2117812 | Advisory (Participants) | $66,340 |
Service code 37 · EIN 04-2647786 | Loan Processing | $6,515 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,967 | $71,802+46.2% | $133,980-21.7% | $57,658+82.0% |
| Participation rate | 97.1% | 85.5%+11.6pp | 87.1%+10.0pp | 70.2%+26.9pp |
| Annual return | 6.26% | 13.51%-7.2pp | 29.30%-23.0pp | 5.13%+1.1pp |
| Employer contribution / active EE | $4,074 | $3,161+28.9% | $5,211-21.8% | $1,974+106.4% |
| Participant deferral / active EE | $3,959 | $4,606-14.0% | $6,282-37.0% | $3,061+29.4% |
| Admin fee / account holder | $111 | $88+26.8% | $9,324-98.8% | $95+17.6% |