Filed September 2, 2004 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
HANTZ FINANCIAL SERVICES INC2 years Filed as: HANTZ FINANCIAL SERVICES, INC. Service code 27 · EIN 38-3431708 | Advisory (Plan) | $37,559 |
Service code 49 · EIN 04-1590850 | Other Services | $13,581 |
AMERICAN CENTURY3 years Service code 52 · EIN 43-1646043 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
GLENMEDE3 years Service code 52 · EIN 23-1512117 | Indirect Investment Fees | $0 |
INVESCO3 years Service code 52 · EIN 84-0933032 | Indirect Investment Fees | $0 |
JANUS HENDERSON3 years Service code 52 · EIN 84-0592523 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: JP MORGAN Service code 52 · EIN 33-1043149 | Indirect Investment Fees | $0 |
LEGG MASON3 years Service code 52 · EIN 13-4146187 | Indirect Investment Fees | $0 |
Service code 52 · EIN 95-4597302 | Indirect Investment Fees | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,814 | $111,608-42.8% | $177,848-64.1% | $73,412-13.1% |
| Participation rate | 97.9% | 87.9%+10.0pp | 87.7%+10.2pp | 72.2%+25.7pp |
| Annual return | 8.53% | 18.23%-9.7pp | 48.33%-39.8pp | 59.30%-50.8pp |
| Employer contribution / active EE | $1,320 | $3,796-65.2% | $5,919-77.7% | $2,234-40.9% |
| Participant deferral / active EE | $4,709 | $6,199-24.0% | $7,714-39.0% | $3,806+23.7% |
| Admin fee / account holder | $116 | $166-29.8% | $12,431-99.1% | $158-26.4% |