Filed August 12, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $181,163 |
ALVAREZ & MARSAL TAXAND, LLC5 years Service code 16 · EIN 20-1157630 | Consulting | $43,882 |
BDO USA, LLP1 year Service code 10 · EIN 13-5381590 | Accounting | $33,500 |
STRATEGIC ADVISORS, INC.4 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $27,366 |
COOK STREET CONSULTING8+ years Service code 26 · EIN 84-0854432 | Advisory (Participants) | $20,000 |
SHERMAN & HOWARD1 year Service code 29 · EIN 84-0420314 | Legal | $8,304 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $155,206 | $64,612+140.2% | $86,438+79.6% | $64,819+139.4% |
| Participation rate | 77.5% | 81.5%-4.0pp | 80.3%-2.8pp | 71.5%+6.0pp |
| Annual return | -17.68% | 0.66%-18.3pp | 4397.19%-4414.9pp | 32.84%-50.5pp |
| Employer contribution / active EE | $6,415 | $2,744+133.8% | $3,769+70.2% | $2,507+155.9% |
| Participant deferral / active EE | $9,867 | $7,497+31.6% | $6,952+41.9% | $4,311+128.9% |
| Admin fee / account holder | $358 | $169+111.8% | $6,733-94.7% | $188+90.6% |