Filed August 12, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
FIDELITY INVESTMENTS INSTITUTIONAL11+ years Service code 37 · EIN 04-2647786 | Loan Processing | $49,017 |
ALVAREZ & MARSAL TAXAND, LLC2 years Filed as: ALVAREZ & MARSAL TAX, LLC Service code 16 · EIN 20-1157630 | Consulting | $46,125 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY INST INVESTMENT ADVI Service code 27 · EIN 11-3658445 | Advisory (Plan) | $40,000 |
BDO USA, LLP1 year Filed as: BDO USA P.C. Service code 10 · EIN 13-5381590 | Accounting | $26,768 |
Service code 29 · EIN 31-0541755 | Legal | $24,342 |
SHERMAN & HOWARD4 years Service code 29 · EIN 84-0420314 | Legal | $9,208 |
STRATEGIC ADVISORS, INC.7 years Service code 26 · EIN 04-2654524 | Advisory (Participants) | $7,336 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $296,996 | $88,634+235.1% | $101,326+193.1% | $74,304+299.7% |
| Participation rate | 84.3% | 76.9%+7.5pp | 81.5%+2.8pp | 60.3%+24.0pp |
| Annual return | 14.75% | 33.10%-18.4pp | 36.82%-22.1pp | 29.43%-14.7pp |
| Employer contribution / active EE | $13,679 | $2,930+366.8% | $3,665+273.2% | $2,241+510.3% |
| Participant deferral / active EE | $16,139 | $7,322+120.4% | $7,994+101.9% | $3,767+328.4% |
| Admin fee / account holder | $517 | $2,425-78.7% | $11,185-95.4% | $2,969-82.6% |