Retirement plan

M. MICHAEL KAZEMI 401(K) PROFIT SHARING PLAN AND TRUST

Name: M. MICHAEL KAZEMI, M.D. - M. MICHAEL KAZEMI 401(K) PROFIT SHARING PLAN AND TRUST (2016) Form 5500
Creator: M. MICHAEL KAZEMI, M.D.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, M. MICHAEL KAZEMI 401(K) PROFIT SHARING PLAN AND TRUST, M. MICHAEL KAZEMI, M.D.

M. MICHAEL KAZEMI, M.D.EIN 37-1536182Plan #001PY 2016

5401 NORRIS CANYON ROAD, SUITE 308 - SAN RAMON, CA 94583925-866-8822

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$1.5M

+9.0% from 2015

Total participants

0.0% from 2015

Average account balance

$245,355

-45.5% from 2015

Annual return

4.64%

+8.97 pp from 2015

Benchmarks

See 109,098 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort109,098 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.93M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$275K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

140.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$61K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$12K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.13%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$30K

$5928 / participant

Other / not subdivided$30K100.0%

% of EOY assets

2.013%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$245,355

$181,896+34.9%

$156,551+56.7%

$273,972-10.4%

Participation rate

100.0%

88.4%+11.6pp

84.0%+16.0pp

83.0%+17.0pp

Annual return

4.64%

30.74%-26.1pp

32.23%-27.6pp

41.46%-36.8pp

Employer contribution / active EE

$9,387

$6,248+50.2%

$5,501+70.6%

$4,869+92.8%

Participant deferral / active EE

$5,424

$5,550-2.3%

$4,871+11.4%

$5,287+2.6%

Admin fee / account holder

$4,940

$15,560-68.3%

$13,028-62.1%

$10,133-51.2%

M. MICHAEL KAZEMI 401(K) PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

M. MICHAEL KAZEMI 401(K) PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion