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| Provider | Service type | Compensation |
|---|---|---|
DAVID ROMANO3 years Filed as: DAVID VAUGHAN INVESTMENTS LLC Service code 26 5823 N FOREST PARK DRIVE · PEORIA, IL 61614 | Advisory (Participants) | $42,341 |
T ROWE PRICE RPS INC6+ years Service code 15 100 EAST PRATT STREET · BALTIMORE, MD 21202 | Recordkeeping | $33,759 |
CLIFTONLARSONALLEN LLP1 year Filed as: CLIFTON LARSON ALLEN LLP Service code 10 8215 GREENWAY BLVD · MIDDLETON, WI 53562 | Accounting | $21,900 |
Filed as: BRAND ASSET MANAGEMENT GROUP I Service code 26 16090 SWINGLEY RIDGE RD · CHESTERFIELD, MO 63017 | Advisory (Participants) | $13,989 |
OLSHAN FROME WOLOSKY LLP6+ years Filed as: OLSHAN Service code 29 65 EAST 55TH STREET · NEW YORK, NY 10022 | Legal | $6,553 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 33 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Direct payment from the plan; Securit... | $387 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $211,460 | $100,801+109.8% | $149,745+41.2% | $73,412+188.0% |
| Participation rate | 90.7% | 77.7%+13.1pp | 82.5%+8.3pp | 72.2%+18.6pp |
| Annual return | 17.44% | 265.34%-247.9pp | 276.72%-259.3pp | 59.30%-41.9pp |
| Employer contribution / active EE | $2,016 | $3,312-39.1% | $4,646-56.6% | $2,234-9.8% |
| Participant deferral / active EE | $7,410 | $6,404+15.7% | $6,843+8.3% | $3,806+94.7% |
| Admin fee / account holder | $387 | $181+114.0% | $9,312-95.8% | $158+145.1% |