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| Provider | Service type | Compensation |
|---|---|---|
DAVID ROMANO2 years Filed as: DAVID VAUGHAN INVESTMENTS LLC Service code 26 5823 N FOREST PARK DR · PEIRIA, IL 61614 | Advisory (Participants) | $43,705 |
T ROWE PRICE RPS INC5+ years Service code 15 100 EAST PRATT STREET · BALTIMORE, MD 21202 | Recordkeeping | $37,520 |
OLSHAN FROME WOLOSKY LLP5+ years Filed as: OLSHAN Service code 29 65 EAST 55TH STREET · NEW YORK, NY 10022 | Legal | $31,460 |
CLIFTONLARSONALLEN LLP4 years Service code 10 220 S 6TH ST · MINNEAPOLIS, MN 55402 | Accounting | $10,000 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Float revenue; Securities brokerage; ... | $1,239 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage; Direct payment ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $186,325 | $88,122+111.4% | $141,191+32.0% | $67,579+175.7% |
| Participation rate | 90.6% | 76.5%+14.1pp | 82.5%+8.1pp | 71.3%+19.3pp |
| Annual return | 21.30% | 75.40%-54.1pp | 71.41%-50.1pp | 378.56%-357.3pp |
| Employer contribution / active EE | $4,238 | $3,224+31.4% | $4,736-10.5% | $2,148+97.3% |
| Participant deferral / active EE | $6,387 | $5,958+7.2% | $6,710-4.8% | $3,539+80.5% |
| Admin fee / account holder | $383 | $131+192.9% | $10,264-96.3% | $142+169.5% |