Retirement plan

ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Name: ROTH CORPORATION ROTH DISTRIBUTING - ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN (2017) Form 5500
Creator: ROTH CORPORATION ROTH DISTRIBUTING
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN, ROTH CORPORATION ROTH DISTRIBUTING

ROTH CORPORATION ROTH DISTRIBUTINGEIN 36-4259848Plan #001PY 2017

GARY K STOKER, 17801 EAST 40TH AVENUE - AURORA, CO 80011303-373-9090

Prospect flagsHigh feesHigh assets / participant

How to read this page

Total assets (EOY)

$22.5M

+26.0% from 2016

Total participants

0.0% from 2016

Average account balance

$467,897

+39.2% from 2016

Annual return

28.65%

+10.57 pp from 2016

Benchmarks

See 9,328 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants25-99

Cohort9,328 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$38.02M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$528K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$689K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.28%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$149614

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2I2J2O2Q3I

Plan features

2I
Stock bonus
Stock bonus plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2O
ESOP other than a leveraged ESOP
Employee stock ownership plan that is not leveraged.
2Q
ESOP maintained by an S corporation
The employer maintaining this ESOP is an S corporation.
3I
Employer securities investment required
Plan requiring that all or part of employer contributions be invested and held at least for a limited period in employer securities.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$951K

$19806 / participant

Other / not subdivided$951K100.0%

% of EOY assets

4.233%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$467,897

$78,705+494.5%

$117,860+297.0%

$70,124+567.2%

Participation rate

89.6%

73.2%+16.4pp

79.7%+9.9pp

69.5%+20.0pp

Annual return

28.65%

23.30%+5.4pp

335.10%-306.4pp

73.14%-44.5pp

Employer contribution / active EE

$2,174

$2,223-2.2%

$3,786-42.6%

$2,342-7.2%

Participant deferral / active EE

$6,113

$3,297+85.4%

$4,482+36.4%

$3,332+83.5%

Admin fee / account holder

$19,806

$5,065+291.0%

$8,021+146.9%

$4,645+326.3%

ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROTH CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion