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| Provider | Service type | Compensation |
|---|---|---|
HUBER FINANCIAL ADVISORS LLC2+ years Service code 28 · EIN 46-2591639 | Investment Management | $238,026 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $26,454 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Other inv... | $25,771 |
WAKEFIELD ASSET MANAGEMENT2+ years Filed as: WAKEFIELD ASSET MANAGEMENT LLLP Service code 26 · EIN 20-8251802 | Advisory (Participants) | $13,814 |
Service code 26 · EIN 36-3734812 | Advisory (Participants) | $9,092 |
MERCER2+ years Filed as: MERCER GLOBAL ADVISORS INC Service code 26 · EIN 74-3257877 | Advisory (Participants) | $6,805 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $367,999 | $62,928+484.8% | $172,753+113.0% | $67,582+444.5% |
| Participation rate | 93.7% | 64.5%+29.2pp | 82.6%+11.0pp | 71.3%+22.4pp |
| Annual return | 26.80% | 30.36%-3.6pp | 803.00%-776.2pp | 378.57%-351.8pp |
| Employer contribution / active EE | $23,565 | $1,636+1340.3% | $5,144+358.1% | $2,148+997.1% |
| Participant deferral / active EE | $17,734 | $2,145+726.8% | $5,198+241.2% | $3,539+401.0% |
| Admin fee / account holder | $958 | $167+474.8% | $13,956-93.1% | $142+573.1% |