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| Provider | Service type | Compensation |
|---|---|---|
HUBER FINANCIAL ADVISORS LLC1+ years Service code 26 · EIN 46-2591639 | Advisory (Participants) | $221,882 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $46,984 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $17,211 |
WAKEFIELD ASSET MANAGEMENT1+ years Filed as: WAKEFIELD ASSET MANAGEMENT LLLP Service code 26 · EIN 20-8251802 | Advisory (Participants) | $13,393 |
MERCER1+ years Filed as: MERCER GLOBAL ADVISORS INC Service code 26 · EIN 74-3257877 | Advisory (Participants) | $7,325 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $313,755 | $37,196+743.5% | $154,108+103.6% | $55,725+463.0% |
| Participation rate | 95.3% | 64.1%+31.3pp | 83.0%+12.3pp | 70.9%+24.5pp |
| Annual return | -3.87% | 1319.68%-1323.5pp | 735.21%-739.1pp | 244.93%-248.8pp |
| Employer contribution / active EE | $24,290 | $1,614+1404.8% | $5,298+358.5% | $2,078+1068.8% |
| Participant deferral / active EE | $16,621 | $2,068+703.6% | $5,081+227.1% | $3,356+395.3% |
| Admin fee / account holder | $1,098 | $102+980.4% | $13,411-91.8% | $115+852.9% |