Filed March 26, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $86,290 |
Service code 28 · EIN 36-4001764 | Investment Management | $24,771 |
BKD, LLP4+ years Service code 10 · EIN 44-0160260 | Accounting | $10,100 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $1,586 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $154,514 | $62,267+148.1% | $110,238+40.2% | $55,725+177.3% |
| Participation rate | 95.9% | 78.1%+17.8pp | 79.8%+16.1pp | 70.9%+25.1pp |
| Annual return | -4.31% | -1.07%-3.2pp | 314.74%-319.0pp | 244.93%-249.2pp |
| Employer contribution / active EE | $5,219 | $1,941+168.8% | $3,826+36.4% | $2,078+151.1% |
| Participant deferral / active EE | $5,474 | $3,516+55.7% | $4,672+17.2% | $3,356+63.1% |
| Admin fee / account holder | $159 | $121+31.6% | $8,547-98.1% | $115+38.2% |