Filed October 2, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $22,878 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $10,335 |
Service code 49 · EIN 13-5674085 | Other Services | $6,771 |
ANDERSON, LOWER, WHITLOW, P.C.1+ years Filed as: ANDERSON, LOWER, WHITLOW Service code 10 · EIN 42-1394940 | Accounting | $5,475 |
MORNINGSTAR1+ years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,324 | $39,819+49.0% | $67,834-12.5% | $57,658+2.9% |
| Participation rate | 97.3% | 61.2%+36.0pp | 68.8%+28.5pp | 70.2%+27.0pp |
| Annual return | 9.02% | 9.19%-0.2pp | 138.47%-129.5pp | 5.13%+3.9pp |
| Employer contribution / active EE | $930 | $1,277-27.2% | $2,403-61.3% | $1,974-52.9% |
| Participant deferral / active EE | $3,853 | $2,209+74.4% | $3,160+22.0% | $3,061+25.9% |
| Admin fee / account holder | $42 | $84-50.1% | $4,622-99.1% | $95-55.9% |