Retirement plan

I3 GROUP, INC. 401(K) PLAN AND TRUST

Name: I3 GROUP, INC. - I3 GROUP, INC. 401(K) PLAN AND TRUST (2016) Form 5500
Creator: I3 GROUP, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, I3 GROUP, INC. 401(K) PLAN AND TRUST, I3 GROUP, INC.

I3 GROUP, INC.EIN 36-3987876Plan #001PY 2016

550 BOND STREET - LINCOLNSHIRE, IL 60069847-325-1000i-3group.comLinkedIn51-200 employeeseducation management

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$14M

+12.3% from 2015

Total participants

148

0.0% from 2015

Average account balance

$101,880

+14.7% from 2015

Annual return

9.18%

+10.79 pp from 2015

Benchmarks

See 2,356 peers

Peer group

Industry44 - Retail Trade

Plan typeDefined contribution

Participants100-249

Cohort2,356 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$34.08M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$86K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

394

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

83.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.82M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+35.76%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$42

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
NATIONWIDE2+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Recordkeeping	$60,282
AUSDAL FINANCIAL PARTNERS INC2+ years Filed as: AUSDAL FINANCIAL PARTNERS Service code 27	Advisory (Plan)	$34,338
MERIT BENEFITS GROUP, INC.2+ years Service code 13 · EIN 36-4013756 2001 MIDWEST ROAD, SUITE 306 · OAK BROOK, IL 60523	Contract Administrator	$12,450
AUSDAL FINANCIAL PARTNERS INC2+ years Filed as: AUSDAL FINANCIAL PARTNERS, INC. Service code 27 5187 UTICA RIDGE RD · DAVENPORT, IA 52807	Advisory (Plan)	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$2K

$16 / participant

Contract admin$2K100.0%

% of EOY assets

0.015%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MILLER, COOPER & CO., LTD
Auditor EIN: 362897372
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$101,880

$42,546+139.5%

$71,796+41.9%

$55,167+84.7%

Participation rate

91.5%

59.1%+32.4pp

69.1%+22.4pp

69.0%+22.5pp

Annual return

9.18%

12.36%-3.2pp

78.04%-68.9pp

169.23%-160.1pp

Employer contribution / active EE

$2,653

$803+230.2%

$1,924+37.8%

$1,963+35.2%

Participant deferral / active EE

$6,571

$2,064+218.3%

$2,794+135.1%

$3,054+115.1%

Admin fee / account holder

$15

$650-97.6%

$4,815-99.7%

$504-96.9%

Provider

Service type

Compensation

NATIONWIDE2+ years

Service code 15

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Recordkeeping

$60,282

AUSDAL FINANCIAL PARTNERS INC2+ years

Filed as: AUSDAL FINANCIAL PARTNERS

Service code 27

Advisory (Plan)

$34,338

MERIT BENEFITS GROUP, INC.2+ years

Service code 13 · EIN 36-4013756

2001 MIDWEST ROAD, SUITE 306 · OAK BROOK, IL 60523

Contract Administrator

$12,450

AUSDAL FINANCIAL PARTNERS INC2+ years

Filed as: AUSDAL FINANCIAL PARTNERS, INC.

Service code 27

5187 UTICA RIDGE RD · DAVENPORT, IA 52807

Advisory (Plan)

I3 GROUP, INC. 401(K) PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

I3 GROUP, INC. 401(K) PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion