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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $14,699 |
ASCENSUS LLC3+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $12,436 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,337 | $78,705-29.7% | $117,860-53.0% | $70,124-21.1% |
| Participation rate | 87.3% | 73.2%+14.1pp | 79.7%+7.7pp | 69.5%+17.8pp |
| Annual return | 19.78% | 23.30%-3.5pp | 335.10%-315.3pp | 73.14%-53.4pp |
| Employer contribution / active EE | $1,676 | $2,223-24.6% | $3,786-55.7% | $2,342-28.5% |
| Participant deferral / active EE | $5,696 | $3,297+72.7% | $4,482+27.1% | $3,332+71.0% |
| Admin fee / account holder | $215 | $5,065-95.7% | $8,021-97.3% | $4,645-95.4% |