Filed January 22, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL Service code 26 · EIN 39-2018056 | Advisory (Participants) | $14,200 |
Filed as: JOHN HANCOCK LIFE INS CO Service code 15 · EIN 01-0233346 | Recordkeeping | $2,321 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,282 | $52,293-67.0% | $178,490-90.3% | $73,409-76.5% |
| Participation rate | 54.6% | 65.3%-10.8pp | 81.9%-27.3pp | 72.2%-17.6pp |
| Annual return | 18.86% | 34.75%-15.9pp | 151.07%-132.2pp | 59.29%-40.4pp |
| Employer contribution / active EE | $691 | $1,735-60.2% | $5,011-86.2% | $2,234-69.0% |
| Participant deferral / active EE | $1,734 | $2,332-25.6% | $5,202-66.7% | $3,805-54.4% |
| Admin fee / account holder | $147 | $127+15.8% | $13,984-98.9% | $158-6.6% |