Filed January 22, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL Service code 26 · EIN 39-2018056 | Advisory (Participants) | $4,942 |
Filed as: JOHN HANCOCK LIFE INS CO Service code 15 · EIN 01-0233346 | Recordkeeping | $1,026 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,446 | $62,928-81.8% | $172,739-93.4% | $67,579-83.1% |
| Participation rate | 59.9% | 64.5%-4.6pp | 82.6%-22.8pp | 71.3%-11.4pp |
| Annual return | 21.00% | 30.36%-9.4pp | 802.84%-781.8pp | 378.56%-357.6pp |
| Employer contribution / active EE | $498 | $1,636-69.5% | $5,143-90.3% | $2,148-76.8% |
| Participant deferral / active EE | $1,497 | $2,145-30.2% | $5,198-71.2% | $3,539-57.7% |
| Admin fee / account holder | $49 | $167-70.5% | $13,954-99.6% | $142-65.4% |