Filed October 21, 2019 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC5+ years Service code 55 · EIN 43-0538770 | Other Commissions | $4,483 |
Service code 37 · EIN 04-2647786 | Loan Processing | $994 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,599 | $66,319-41.8% | $93,621-58.8% | $65,186-40.8% |
| Participation rate | 57.3% | 74.0%-16.7pp | 75.8%-18.5pp | 70.2%-12.9pp |
| Annual return | 21.28% | 42.59%-21.3pp | 32.76%-11.5pp | 29.39%-8.1pp |
| Employer contribution / active EE | $655 | $2,013-67.5% | $2,719-75.9% | $2,177-69.9% |
| Participant deferral / active EE | $1,816 | $3,343-45.7% | $4,070-55.4% | $3,514-48.3% |
| Admin fee / account holder | $25 | $6,900-99.6% | $7,890-99.7% | $847-97.1% |