Filed October 21, 2019 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC4+ years Service code 55 · EIN 43-0538770 | Other Commissions | $7,262 |
Service code 37 · EIN 04-2647786 | Loan Processing | $938 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,222 | $58,093-41.1% | $80,022-57.2% | $56,289-39.2% |
| Participation rate | 39.9% | 73.6%-33.7pp | 75.8%-35.9pp | 69.9%-30.0pp |
| Annual return | -3.37% | 34.63%-38.0pp | 11.22%-14.6pp | -9.96%+6.6pp |
| Employer contribution / active EE | $490 | $1,933-74.6% | $2,468-80.1% | $2,111-76.8% |
| Participant deferral / active EE | $1,530 | $3,136-51.2% | $3,686-58.5% | $3,350-54.3% |
| Admin fee / account holder | $11 | $623-98.2% | $6,521-99.8% | $521-97.9% |