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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $6,257 |
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $1,981 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,761 | $73,638+15.1% | $95,960-11.7% | $73,493+15.3% |
| Participation rate | 28.9% | 76.2%-47.3pp | 77.1%-48.2pp | 70.7%-41.8pp |
| Annual return | 15.51% | 16.78%-1.3pp | 91.63%-76.1pp | 28.51%-13.0pp |
| Employer contribution / active EE | $839 | $1,863-55.0% | $2,541-67.0% | $2,270-63.0% |
| Participant deferral / active EE | $1,530 | $3,617-57.7% | $4,167-63.3% | $3,740-59.1% |
| Admin fee / account holder | $142 | $482-70.5% | $6,797-97.9% | $513-72.3% |