Filed June 16, 2017 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $31,762 |
Service code 49 8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Other Services | $30,807 |
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $7,314 |
NICOLET NATIONAL BANK2 years Service code 27 111 N WASHINGTON ST. · GREEN BAY, WI 54305 | Advisory (Plan) | $5,869 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,117 | $66,302-7.8% | $110,243-44.6% | $56,289+8.6% |
| Participation rate | 68.9% | 74.9%-6.1pp | 79.8%-11.0pp | 69.9%-1.0pp |
| Annual return | -3.42% | -1.18%-2.2pp | 314.76%-318.2pp | -9.96%+6.5pp |
| Employer contribution / active EE | $830 | $2,047-59.4% | $3,827-78.3% | $2,111-60.7% |
| Participant deferral / active EE | $3,138 | $3,381-7.2% | $4,672-32.8% | $3,350-6.3% |
| Admin fee / account holder | $340 | $698-51.3% | $8,548-96.0% | $521-34.6% |