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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Participant loan proce... | $104,537 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,868 | $25,165-40.9% | $73,550-79.8% | $77,958-80.9% |
| Participation rate | 100.0% | 36.6%+63.4pp | 54.9%+45.1pp | 71.6%+28.4pp |
| Annual return | 10.00% | 18.12%-8.1pp | -15.16%+25.2pp | 20.87%-10.9pp |
| Employer contribution / active EE | $568 | $395+43.7% | $1,219-53.4% | $2,310-75.4% |
| Participant deferral / active EE | $1,614 | $898+79.8% | $1,804-10.5% | $3,537-54.3% |
| Admin fee / account holder | $36 | $76-52.0% | $2,320-98.4% | $97-62.7% |