Filed March 19, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $99,795 |
401K ADVISORS INC1+ years Filed as: 401K ADVISORS, INC. Service code 27 · EIN 33-0905143 | Advisory (Plan) | $24,500 |
ROTH & COMPANY LLP1+ years Filed as: ROTH & COMPANY PC Service code 10 · EIN 42-1361038 | Accounting | $5,750 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,174 | $62,324-8.3% | $68,509-16.5% | $55,191+3.6% |
| Participation rate | 84.7% | 78.9%+5.8pp | 74.7%+10.0pp | 69.2%+15.5pp |
| Annual return | -0.96% | 4.26%-5.2pp | 8.27%-9.2pp | 10.78%-11.7pp |
| Employer contribution / active EE | $5 | $2,223-99.8% | $2,278-99.8% | $1,899-99.8% |
| Participant deferral / active EE | $2,917 | $3,425-14.8% | $3,382-13.8% | $3,046-4.2% |
| Admin fee / account holder | $289 | $91+216.5% | $5,275-94.5% | $91+218.5% |