Filed January 2, 2018 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
AON CONSULTING2+ years Filed as: AON HEWITT Service code 13 · EIN 36-2235791 | Contract Administrator | $21,094 |
GRANT THORNTON LLP2+ years Filed as: GRANT THORNTON Service code 10 · EIN 36-6055558 | Accounting | $17,827 |
THE BANK OF NEW YORK MELLON2+ years Filed as: BNY MELLON Service code 21 · EIN 13-5160382 | Bank Trustee | $13,717 |
PIMCO FUNDS2+ years Filed as: PIMCO Service code 27 · EIN 33-0629048 | Advisory (Plan) | $9,015 |
WILLIS TOWERS WATSON US LLC2+ years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 53-0181291 | Actuarial | $8,064 |
ABB BUSINESS SERVICES2+ years Service code 27 · EIN 36-3100018 | Advisory (Plan) | $7,506 |
AON CONSULTING2+ years Filed as: AON RISK SERVICES Service code 23 · EIN 36-3871028 | Insurance services; Direct payment fr... | $6,971 |
DODGE & COX2+ years Service code 27 · EIN 94-1441976 | Advisory (Plan) | $6,757 |
MARATHON ASSET MANAGEMENT2+ years Filed as: MARATHON ASSET MANAGEMENT LLC Service code 27 · EIN 95-4328983 | Advisory (Plan) | $5,410 |
Service code 27 | Advisory (Plan) | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ABB INC. | PLAN SPONSOR INADVERTENT USE OF PLAN ASSETS FOR SETTLOR EXPENSES | — | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $52,729-100.0% | $151,941-100.0% | $52,729-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 10.6%-10.6pp | 12.6%-12.6pp |
| Annual return | 6.54% | 4.69%+1.8pp | 5.44%+1.1pp | 4.56%+2.0pp |
| Employer contribution / active EE | $0 | $15,631-100.0% | $25,481-100.0% | $15,526-100.0% |
| Participant deferral / active EE | $0 | $53-100.0% | $65-100.0% | $97-100.0% |
| Admin fee / account holder | $0 | $1,711-100.0% | $11,765-100.0% | $1,711-100.0% |