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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH PIERCE FENNER SMITH Service code 27 · EIN 13-5674085 | Advisory (Plan) | $20,023 |
Filed as: GREAT WEST LIFE & ANNUITY Service code 15 · EIN 84-0467907 | Recordkeeping | $190 |
QUAD CITY BANK & TRUST1 year Filed as: QUAD CITY INVESTMENT CENTER Service code 99 · EIN 36-4327538 | Other Fees | $0 |
QUALIFIED PLANS, LLC1 year Filed as: QUALIFIED PLAN CONSULTANTS,LLC Service code 49 · EIN 20-0223513 | Other Services | $0 |
Service code 27 · EIN 71-0294708 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,500 | $93,182-31.9% | $146,643-56.7% | $79,391-20.0% |
| Participation rate | 49.1% | 76.4%-27.3pp | 80.1%-30.9pp | 70.7%-21.6pp |
| Annual return | 13.21% | 21.61%-8.4pp | 22.75%-9.5pp | 116.88%-103.7pp |
| Employer contribution / active EE | $1,255 | $2,420-48.1% | $4,137-69.7% | $2,428-48.3% |
| Participant deferral / active EE | $2,231 | $4,169-46.5% | $5,506-59.5% | $4,046-44.9% |
| Admin fee / account holder | $206 | $585-64.8% | $10,280-98.0% | $627-67.2% |