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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KARLIN KERSCHNER & CO Service code 99 · EIN 36-3670769 | Other Fees | $23,815 |
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $12,153 |
LPL FINANCIAL2+ years Filed as: LPL FINANCIAL CORPORATION Service code 22 · EIN 95-2834236 | Insurance Broker | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,929 | $58,828-4.9% | $78,002-28.3% | $62,881-11.1% |
| Participation rate | 93.5% | 71.1%+22.5pp | 75.5%+18.0pp | 69.3%+24.2pp |
| Annual return | 4.46% | 17.16%-12.7pp | 425.99%-421.5pp | 20.14%-15.7pp |
| Employer contribution / active EE | $3,321 | $1,672+98.7% | $2,470+34.4% | $2,281+45.6% |
| Participant deferral / active EE | $2,042 | $2,686-24.0% | $3,497-41.6% | $3,203-36.3% |
| Admin fee / account holder | $231 | $4,393-94.8% | $5,481-95.8% | $4,296-94.6% |