See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
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Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $30,289 |
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $21,051 |
ADP BROKER-DEALER3+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,744 | $59,535+32.3% | $90,160-12.7% | $62,292+26.4% |
| Participation rate | 64.2% | 73.0%-8.9pp | 76.9%-12.7pp | 69.5%-5.3pp |
| Annual return | 16.97% | 23.53%-6.6pp | 34.88%-17.9pp | 28.90%-11.9pp |
| Employer contribution / active EE | $1,289 | $1,826-29.4% | $3,318-61.2% | $2,042-36.9% |
| Participant deferral / active EE | $2,651 | $4,639-42.8% | $5,288-49.9% | $3,169-16.3% |
| Admin fee / account holder | $421 | $337+25.0% | $5,943-92.9% | $479-12.2% |