Filed August 31, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PENSION ASSURANCE LLP1+ years Filed as: THE PENSION SPECIALISTS, LTD. Service code 13 · EIN 36-3592542 10501 N. 2ND STREET · MACHESNEY PARK, IL 611151455 | Contract Administrator | $20,088 |
HARBOUR INVESTMENTS INC1+ years Filed as: HARBOUR INVESTMENTS Service code 27 · EIN 39-1571149 575 D'ONOFRIO DRIVE · MADISON, WI 53719 | Advisory (Plan) | $15,924 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Filed as: PRINCIPAL LIFE INSURANCE Service code 13 · EIN 42-0127290 711 HIGH STREET · DES MOINES, IA 50392 | Contract Administrator | $3,975 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,704 | $37,117+7.0% | $147,617-73.1% | $55,191-28.1% |
| Participation rate | 65.9% | 63.6%+2.3pp | 84.6%-18.7pp | 69.2%-3.3pp |
| Annual return | -2.26% | 3.44%-5.7pp | 61.98%-64.2pp | 10.78%-13.0pp |
| Employer contribution / active EE | $878 | $1,620-45.8% | $5,564-84.2% | $1,899-53.7% |
| Participant deferral / active EE | $2,543 | $1,985+28.1% | $4,895-48.1% | $3,046-16.5% |
| Admin fee / account holder | $146 | $86+70.7% | $11,612-98.7% | $91+60.9% |