Retirement plan

HAUMILLER ENGINEERING 401K

Name: HAUMILLER ENGINEERING - HAUMILLER ENGINEERING 401K (2017) Form 5500
Creator: HAUMILLER ENGINEERING
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HAUMILLER ENGINEERING 401K, HAUMILLER ENGINEERING

HAUMILLER ENGINEERINGEIN 36-2519124Plan #001PY 2017

370 JOSEPH DRIVE - SOUTH ELGIN, IL 60177847-695-9111haumiller.comLinkedIn201-500 employeesindustrial automation

Other plans on this EIN

2 filings

#003Retirement-$20.2M assets #004Retirement-$6.6M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$6.8M

+31.3% from 2016

Total participants

127

+2.4% from 2016

Average account balance

$59,722

+25.5% from 2016

Annual return

17.92%

-3.21 pp from 2016

Benchmarks

See 4,147 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort4,147 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$21.16M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$86K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

247

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.02M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+32.87%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$76

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
LPL FINANCIAL1 year Service code 15 · EIN 04-3046611	Recordkeeping	$28,570
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 15 · EIN 13-3036745	Recordkeeping	$8,045
ADP BROKER-DEALER1 year Service code 59 · EIN 22-3319984	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$22K

$188 / participant

Other / not subdivided$22K100.0%

% of EOY assets

0.328%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SIKICH LLP
Auditor EIN: 363168081
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$59,722

$64,909-8.0%

$82,312-27.4%

$62,293-4.1%

Participation rate

89.1%

74.9%+14.2pp

76.9%+12.2pp

69.5%+19.6pp

Annual return

17.92%

21.18%-3.3pp

25.88%-8.0pp

28.90%-11.0pp

Employer contribution / active EE

$4,561

$1,676+172.1%

$2,428+87.8%

$2,042+123.3%

Participant deferral / active EE

$3,762

$3,103+21.2%

$3,706+1.5%

$3,169+18.7%

Admin fee / account holder

$196

$440-55.4%

$5,608-96.5%

$479-59.1%

Provider

Service type

Compensation

LPL FINANCIAL1 year

Service code 15 · EIN 04-3046611

Recordkeeping

$28,570

ADP BROKER-DEALER1 year

Filed as: ADP, LLC

Service code 15 · EIN 13-3036745

Recordkeeping

$8,045

ADP BROKER-DEALER1 year

Service code 59 · EIN 22-3319984

Shareholder Servicing

HAUMILLER ENGINEERING 401K

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HAUMILLER ENGINEERING 401K

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion