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| Provider | Service type | Compensation |
|---|---|---|
MARINER LLC5 years Filed as: MARINER RETIREMENT ADVISORS, LLC Service code 15 · EIN 61-1740806 | Recordkeeping | $29,790 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $21,838 |
ADP BROKER-DEALER6+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,350 | $73,638+32.2% | $95,960+1.4% | $73,493+32.5% |
| Participation rate | 94.8% | 76.2%+18.6pp | 77.1%+17.7pp | 70.7%+24.1pp |
| Annual return | 16.15% | 16.78%-0.6pp | 91.63%-75.5pp | 28.51%-12.4pp |
| Employer contribution / active EE | $1,709 | $1,863-8.3% | $2,541-32.8% | $2,270-24.7% |
| Participant deferral / active EE | $5,878 | $3,617+62.5% | $4,167+41.1% | $3,740+57.2% |
| Admin fee / account holder | $319 | $482-33.7% | $6,797-95.3% | $513-37.7% |