Filed August 4, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 | Investment Management | $33,468 |
MMA SECURITIES LLC1 year Service code 27 | Advisory (Plan) | $16,667 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 | Advisory (Plan) | $12,500 |
Service code 64 | Recordkeeping Fees | $4,913 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,115 | $73,638+36.0% | $95,960+4.3% | $73,493+36.2% |
| Participation rate | 98.8% | 76.2%+22.6pp | 77.1%+21.7pp | 70.7%+28.1pp |
| Annual return | 13.38% | 16.78%-3.4pp | 91.63%-78.3pp | 28.51%-15.1pp |
| Employer contribution / active EE | $3,217 | $1,863+72.7% | $2,541+26.6% | $2,270+41.7% |
| Participant deferral / active EE | $7,543 | $3,617+108.5% | $4,167+81.0% | $3,740+101.7% |
| Admin fee / account holder | $384 | $482-20.4% | $6,797-94.4% | $513-25.2% |