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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $20,076 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,364 | $91,537+19.5% | $130,045-15.9% | $75,173+45.5% |
| Participation rate | 95.9% | 71.5%+24.4pp | 78.5%+17.4pp | 67.2%+28.7pp |
| Annual return | 11.82% | -631.55%+643.4pp | -137.30%+149.1pp | 160.72%-148.9pp |
| Employer contribution / active EE | $7 | $2,845-99.8% | $4,321-99.8% | $2,671-99.8% |
| Participant deferral / active EE | $3,743 | $4,343-13.8% | $5,820-35.7% | $4,126-9.3% |
| Admin fee / account holder | $136 | $6,780-98.0% | $10,600-98.7% | $5,651-97.6% |