Retirement plan

SCHWAB REHABILITATION HOSPITAL AND CARE NETWORK EMPLOYEES' PENSION PLAN

Name: SCHWAB REHABILITATION HOSPITAL AND CARE NETWORK - SCHWAB REHABILITATION HOSPITAL AND CARE NETWORK EMPLOYEES' PENSION PLAN (2016) Form 5500
Creator: SCHWAB REHABILITATION HOSPITAL AND CARE NETWORK
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SCHWAB REHABILITATION HOSPITAL AND CARE NETWORK EMPLOYEES' PENSION PLAN, SCHWAB REHABILITATION HOSPITAL AND CARE NETWORK

SCHWAB REHABILITATION HOSPITAL AND CARE NETWORKEIN 36-2179802Plan #001PY 2016

CALIFORNIA AV. AT 15TH ST. - CHICAGO, IL 606081797773-257-6654LinkedIn201-500 employeesmedical practice

Prospect flagsLow participant contribution

How to read this page

Total assets (EOY)

$2.8M

+5.3% from 2015

Total participants

135

0.0% from 2015

Average account balance

$21,038

+4.5% from 2015

Annual return

6.71%

+7.40 pp from 2015

Benchmarks

See 17,769 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants25-99

Cohort17,769 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$4.24M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$43K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

239.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$92K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$2K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.66%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$2259

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 7 by compensation

Provider	Service type	Compensation
AMERICAN UNITED LIFE INSURANCE CO2+ years Service code 52	Indirect Investment Fees	$2,778
METLIFE LIFE INSURANCE COMPANY1 year Service code 64 11225 NORTH COMMUNITY HOUSE ROAD · CHARLOTTE, NC 28277	Recordkeeping Fees	$644
METLIFE LIFE INSURANCE COMPANY2+ years Filed as: METLIFE SECURITIES INC. Service code 55 1095 AVENUE OF THE AMERICAS · NEW YORK, NY 10036	Other Commissions	$584
MSI FINANCIAL SERVICES INC.1 year Service code 55 1295 STATE STREET · SPRINGFIELD, MA 01111	Other Commissions	$312
MASSACHUSETTS MUTUAL LIFE INS. CO.1 year Filed as: MML INVESTORS SERVICES Service code 55 1295 STATE STREET · SPRINGFIELD, MA 01111	Other Commissions	$189
AMERICAN UNITED LIFE INSURANCE CO1 year Filed as: AMERICAN UNITED LIFE INSURANC CO Service code 15 · EIN 35-0145825	Recordkeeping	$0
TD AMERITRADE, INC.2+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154	Securities brokerage	$0

Plan features & details

Pension benefit codes2F2G2K2R2T3H

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$644

$7 / participant

Contract admin$644100.0%

% of EOY assets

0.023%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BENFORD BROWN & ASSOCIATES, LLP
Auditor EIN: 364124699
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$21,038

$77,638-72.9%

$156,551-86.6%

$62,881-66.5%

Participation rate

100.0%

71.2%+28.8pp

84.0%+16.0pp

69.3%+30.7pp

Annual return

6.71%

50.33%-43.6pp

32.23%-25.5pp

20.14%-13.4pp

Employer contribution / active EE

$2,566

$3,444-25.5%

$5,501-53.4%

$2,281+12.5%

Participant deferral / active EE

$3,046-100.0%

$4,871-100.0%

$3,203-100.0%

Admin fee / account holder

$5,561-99.9%

$13,028-100.0%

$4,296-99.9%

Provider

Service type

Compensation

AMERICAN UNITED LIFE INSURANCE CO2+ years

Service code 52

Indirect Investment Fees

$2,778

METLIFE LIFE INSURANCE COMPANY1 year

Service code 64

11225 NORTH COMMUNITY HOUSE ROAD · CHARLOTTE, NC 28277

Recordkeeping Fees

$644

METLIFE LIFE INSURANCE COMPANY2+ years

Filed as: METLIFE SECURITIES INC.

Service code 55

1095 AVENUE OF THE AMERICAS · NEW YORK, NY 10036

Other Commissions

$584

MSI FINANCIAL SERVICES INC.1 year

Service code 55

1295 STATE STREET · SPRINGFIELD, MA 01111

Other Commissions

$312

MASSACHUSETTS MUTUAL LIFE INS. CO.1 year

Filed as: MML INVESTORS SERVICES

Service code 55

1295 STATE STREET · SPRINGFIELD, MA 01111

Other Commissions

$189

AMERICAN UNITED LIFE INSURANCE CO1 year

Filed as: AMERICAN UNITED LIFE INSURANC CO

Service code 15 · EIN 35-0145825

Recordkeeping

TD AMERITRADE, INC.2+ years

Service code 33

200 S. 108TH AVENUE · OMAHA, NE 68154

Securities brokerage

SCHWAB REHABILITATION HOSPITAL AND CARE NETWORK EMPLOYEES' PENSION PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SCHWAB REHABILITATION HOSPITAL AND CARE NETWORK EMPLOYEES' PENSION PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion