Filed September 16, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC1+ years Service code 27 · EIN 26-0058143 4208 SIX FORKS RD #1700 · RALEIGH, NC 276095731 | Advisory (Plan) | $25,625 |
Filed as: FIDELITY INV. INST. OPERATIONS CO. Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $2,293 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,128 | $38,925+147.0% | $73,843+30.2% | $55,191+74.2% |
| Participation rate | 96.3% | 66.0%+30.2pp | 73.4%+22.8pp | 69.2%+27.1pp |
| Annual return | 2.67% | 6.31%-3.6pp | 2267.84%-2265.2pp | 10.78%-8.1pp |
| Employer contribution / active EE | $7,167 | $1,695+322.9% | $2,787+157.1% | $1,899+277.5% |
| Participant deferral / active EE | $5,944 | $2,351+152.9% | $3,583+65.9% | $3,046+95.1% |
| Admin fee / account holder | $456 | $83+449.8% | $4,880-90.7% | $91+401.9% |