Filed May 2, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 10 · EIN 13-4008324 | Accounting | $33,800 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $19,671 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $184,688 | $78,852+134.2% | $76,768+140.6% | $75,289+145.3% |
| Participation rate | 96.6% | 85.0%+11.7pp | 77.0%+19.7pp | 72.4%+24.2pp |
| Annual return | -5.28% | -1.29%-4.0pp | 2.43%-7.7pp | -0.04%-5.2pp |
| Employer contribution / active EE | $6,608 | $2,794+136.5% | $2,485+165.9% | $2,405+174.8% |
| Participant deferral / active EE | $3,534 | $4,800-26.4% | $3,852-8.3% | $3,739-5.5% |
| Admin fee / account holder | $207 | $79+162.6% | $6,675-96.9% | $102+102.8% |