Filings through .
Filed January 30, 2025 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 120 VANTIS STE 400 · ALISO VIEJO, CA 926562689 | Advisory (Plan) | $61,351 |
Filed as: PRIME CAPITAL INVESTMENT ADVISORS L Service code 27 6201 COLLEGE BLVD 7TH FL · OVERLAND PARK, KS 66211 | Advisory (Plan) | $43,750 |
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $27,595 |
33 funds of $250K or more; 30 lines in all, holding $71.4M of the plan's $73.2M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 26% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $18.3M | 25.7% |
| BlackRock Equity Index I BlackRock · Mutual fund Index | $7.6M | 10.7% |
| MFS Growth Fund R6 MFS (Sun Life) · Mutual fund | $7.5M | 10.5% |
| State Street Aggregate Bond Index Fund Class K State Street (SSgA) · Mutual fund Index | $6.1M | 8.6% |
| Empower Select Guaran Empower · Insurance contract Recordkeeper's own fund | $4.9M | 6.9% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $4.6M | 6.5% |
| Fidelity Total International Index Fund Fidelity (FMR) · Mutual fund Index | $4.4M | 6.1% |
| Vanguard Mid-Cap Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.4M | 3.4% |
| Vanguard Value Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.3M | 3.3% |
| Dodge & Cox International Stock Fund Dodge & Cox · Mutual fund | $1.9M | 2.6% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.