Filed October 11, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $256,573 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,901 | $47,722+155.4% | $82,719+47.4% | $64,808+88.1% |
| Participation rate | 94.6% | 67.6%+27.0pp | 72.6%+22.1pp | 71.5%+23.1pp |
| Annual return | -16.69% | -13.05%-3.6pp | 701.18%-717.9pp | 32.82%-49.5pp |
| Employer contribution / active EE | $5,342 | $2,179+145.1% | $3,009+77.5% | $2,506+113.2% |
| Participant deferral / active EE | $7,933 | $3,329+138.3% | $4,395+80.5% | $4,310+84.1% |
| Admin fee / account holder | $586 | $143+309.8% | $5,329-89.0% | $188+211.9% |