Filed October 11, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $244,823 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,380 | $52,670+119.1% | $90,404+27.6% | $73,409+57.2% |
| Participation rate | 98.8% | 67.7%+31.2pp | 72.7%+26.1pp | 72.2%+26.7pp |
| Annual return | 13.24% | 20.70%-7.5pp | 1293.02%-1279.8pp | 59.29%-46.1pp |
| Employer contribution / active EE | $5,357 | $1,872+186.2% | $3,262+64.2% | $2,234+139.8% |
| Participant deferral / active EE | $7,578 | $2,807+170.0% | $3,963+91.2% | $3,805+99.1% |
| Admin fee / account holder | $538 | $117+360.8% | $5,611-90.4% | $158+240.8% |