Filed July 12, 2018 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: STRATEGIC INVESTMENT MANAGEMENT Service code 27 · EIN 52-1540171 | Advisory (Plan) | $827,476 |
WILLIS TOWERS WATSON US LLC4+ years Filed as: TOWERS WATSON DELAWARE, INC. Service code 11 · EIN 53-0181291 | Actuarial | $412,734 |
NORTHERN TRUST COMPANY4+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $200,384 |
SCHRODER INVESTMENT MANAGEMENT4+ years Filed as: SCHRODER INVESTMENT MGMT N. AMERICA Service code 28 · EIN 77-0555117 | Investment Management | $112,385 |
SEYFARTH SHAW LLP4+ years Service code 29 · EIN 36-2152202 | Legal | $87,007 |
Service code 23 · EIN 13-4206965 | Insurance services | $7,500 |
COWEN & COMPANY LLC4+ years Filed as: COWEN LLC Service code 71 | Brokerage Fees | $0 |
DEUTSCHE BANK SECURITIES INC.4+ years Service code 71 | Brokerage Fees | $0 |
GOLDMAN SACHS4+ years Filed as: GOLDMAN SACHS & COMPANY Service code 71 | Brokerage Fees | $0 |
ISI GROUP INC4+ years Filed as: ISI GROUP INC. Service code 71 | Brokerage Fees | $0 |
See 1 actuary disclosure. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $159,028-100.0% | $379,314-100.0% | $105,125-100.0% |
| Participation rate | 0.0% | 2.9%-2.9pp | 17.4%-17.4pp | 14.6%-14.6pp |
| Annual return | 0.25% | -1.56%+1.8pp | -2.18%+2.4pp | 10.56%-10.3pp |
| Employer contribution / active EE | $0 | $15,244-100.0% | $38,751-100.0% | $13,643-100.0% |
| Participant deferral / active EE | $0 | $27-100.0% | $151-100.0% | $62-100.0% |
| Admin fee / account holder | $0 | $922-100.0% | $4,180-100.0% | $3,354-100.0% |