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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL7 years Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $27,917 |
Service code 37 · EIN 04-2647786 | Loan Processing | $6,075 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,186 | $56,503-48.3% | $69,890-58.2% | $64,824-55.0% |
| Participation rate | 50.2% | 70.5%-20.3pp | 70.5%-20.3pp | 71.5%-21.3pp |
| Annual return | -15.14% | -13.44%-1.7pp | 190.84%-206.0pp | 32.84%-48.0pp |
| Employer contribution / active EE | $985 | $2,046-51.9% | $2,560-61.5% | $2,507-60.7% |
| Participant deferral / active EE | $735 | $3,389-78.3% | $3,848-80.9% | $4,311-83.0% |
| Admin fee / account holder | $14 | $160-91.1% | $6,267-99.8% | $188-92.4% |