Filed February 17, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE Service code 15 · EIN 36-6071399 | Recordkeeping | $265,363 |
Filed as: MESIROW FINANCIAL Service code 27 · EIN 36-3429599 | Advisory (Plan) | $141,319 |
TAG RESOURCES, LLC1 year Filed as: TAG RESOURCES,LLC Service code 15 · EIN 62-1874769 | Recordkeeping | $133,224 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $92,556 |
3(16) FIDUCIARY SERVICES CORP6+ years Filed as: 3(16) FIDUCIARY SERVICES CORP. Service code 14 · EIN 45-4813650 | Plan Administrator | $47,084 |
TEMPLETON & COMPANY LLP2 years Filed as: TEMPLETON & COMPANY Service code 10 · EIN 14-1918990 | Accounting | $10,000 |
Filed as: BENESCH FRIEDLANDER COPLAN & ARONOF Service code 29 · EIN 34-6896918 | Legal | $6,248 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,765 | $93,223-53.1% | $90,404-51.6% | $93,223-53.1% |
| Participation rate | 34.7% | 74.9%-40.2pp | 72.7%-38.0pp | 74.9%-40.2pp |
| Annual return | 41.50% | 19.29%+22.2pp | 1293.02%-1251.5pp | 19.29%+22.2pp |
| Employer contribution / active EE | $476 | $2,680-82.2% | $3,262-85.4% | $2,680-82.2% |
| Participant deferral / active EE | $1,066 | $4,563-76.6% | $3,963-73.1% | $4,563-76.6% |
| Admin fee / account holder | $226 | $79+185.9% | $5,611-96.0% | $79+185.9% |