Filed February 17, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 36-6071399 | Recordkeeping | $71,452 |
Filed as: MESIROW FINANCIAL Service code 27 · EIN 36-3429599 | Advisory (Plan) | $62,071 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $60,901 |
3(16) FIDUCIARY SERVICES CORP3+ years Filed as: 3(16) FIDUCIARY SERVICES CORP. Service code 14 · EIN 45-4813650 | Plan Administrator | $56,100 |
Service code 15 · EIN 59-2438373 | Recordkeeping | $45,090 |
Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-2429599 | Advisory (Plan) | $41,412 |
Filed as: PINNACLE FINANCIAL SERVICES Service code 15 · EIN 59-2438373 | Recordkeeping | $10,857 |
RKL LLP1 year Service code 10 · EIN 23-2108173 | Accounting | $7,800 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,749 | $41,256-13.3% | $86,590-58.7% | $77,958-54.1% |
| Participation rate | 38.8% | 63.0%-24.2pp | 73.5%-34.8pp | 71.6%-32.9pp |
| Annual return | 38.75% | 17.67%+21.1pp | 964.84%-926.1pp | 20.87%+17.9pp |
| Employer contribution / active EE | $513 | $1,613-68.2% | $2,839-81.9% | $2,310-77.8% |
| Participant deferral / active EE | $1,013 | $2,332-56.6% | $3,609-71.9% | $3,537-71.4% |
| Admin fee / account holder | $180 | $71+154.0% | $4,906-96.3% | $97+84.6% |