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| Provider | Service type | Compensation |
|---|---|---|
WINTRUST INVESTMENTS LLC4+ years Filed as: WAYNE HUMMER INVESTMENTS LLC Service code 27 231 S LASALLE ST 13TH FL · CHICAGO, IL 60604 | Advisory (Plan) | $28,733 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $17,751 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,242 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,602 | $42,548+117.6% | $74,551+24.2% | $56,289+64.5% |
| Participation rate | 56.3% | 60.5%-4.2pp | 69.1%-12.8pp | 69.9%-13.5pp |
| Annual return | -4.45% | 12.40%-16.8pp | 32.53%-37.0pp | -9.96%+5.5pp |
| Employer contribution / active EE | $1,033 | $855+20.8% | $1,961-47.3% | $2,111-51.1% |
| Participant deferral / active EE | $3,004 | $2,277+31.9% | $3,108-3.4% | $3,350-10.3% |
| Admin fee / account holder | $508 | $467+8.7% | $5,059-90.0% | $521-2.5% |