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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $24,932 |
ERISA SERVICES, INC.4+ years Service code 15 · EIN 62-1200951 | Recordkeeping | $7,250 |
Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-3194849 | Advisory (Plan) | $550 |
LPL FINANCIAL4+ years Service code 22 · EIN 95-2834236 | Insurance Broker | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,086 | $65,437-86.1% | $86,698-89.5% | $66,949-86.4% |
| Participation rate | 93.1% | 75.5%+17.6pp | 76.6%+16.5pp | 69.8%+23.3pp |
| Annual return | -11.60% | -10.91%-0.7pp | 35.96%-47.6pp | 1.57%-13.2pp |
| Employer contribution / active EE | $1,390 | $2,154-35.5% | $2,837-51.0% | $2,545-45.4% |
| Participant deferral / active EE | $3,010 | $4,102-26.6% | $4,656-35.4% | $4,239-29.0% |
| Admin fee / account holder | $93 | $642-85.5% | $7,492-98.8% | $594-84.3% |