Filed June 9, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH Service code 27 · EIN 13-5674085 | Advisory (Plan) | $160,595 |
ICE MILLER LLP1 year Service code 29 · EIN 35-0874357 | Legal | $77,019 |
Filed as: MERRILL LYNCH, PIERCE, FENNER Service code 27 · EIN 13-5674085 | Advisory (Plan) | $30,091 |
Service code 49 · EIN 04-1590850 | Other Services | $16,627 |
ALGER2 years Service code 52 · EIN 13-2665689 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
COLUMBIA2 years Service code 52 · EIN 94-1687665 | Indirect Investment Fees | $0 |
HARRIS2 years Service code 52 · EIN 52-2257782 | Indirect Investment Fees | $0 |
INVESCO2 years Service code 52 · EIN 13-2576643 | Indirect Investment Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $152,606 | $65,223+134.0% | $80,019+90.7% | $55,725+173.9% |
| Participation rate | 96.2% | 80.6%+15.6pp | 75.8%+20.3pp | 70.9%+25.3pp |
| Annual return | -3.50% | 7.59%-11.1pp | 11.22%-14.7pp | 244.93%-248.4pp |
| Employer contribution / active EE | $9,056 | $2,544+256.0% | $2,468+266.9% | $2,078+335.8% |
| Participant deferral / active EE | $7,327 | $3,881+88.8% | $3,686+98.8% | $3,356+118.3% |
| Admin fee / account holder | $459 | $114+302.2% | $6,521-93.0% | $115+298.8% |