Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $47,773 |
Filed as: BIECHELE ROYCE ADVISORS Service code 27 · EIN 35-1940654 | Advisory (Plan) | $36,506 |
KATZ, SAPPER & MILLER1 year Filed as: KATZ, SAPPER & MILLER, LLP Service code 10 · EIN 35-1090346 | Accounting | $7,265 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,951 | $43,999-34.2% | $79,467-63.6% | $55,725-48.0% |
| Participation rate | 44.5% | 66.9%-22.4pp | 73.3%-28.8pp | 70.9%-26.3pp |
| Annual return | -6.51% | 1.81%-8.3pp | 718.30%-724.8pp | 244.93%-251.4pp |
| Employer contribution / active EE | $427 | $1,830-76.7% | $2,800-84.8% | $2,078-79.5% |
| Participant deferral / active EE | $1,255 | $2,538-50.6% | $3,704-66.1% | $3,356-62.6% |
| Admin fee / account holder | $191 | $118+62.2% | $5,104-96.3% | $115+65.5% |