Filed January 23, 2017
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Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
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Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $33,636 |
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $14,239 |
ADP BROKER-DEALER8+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,549 | $106,236-61.8% | $112,228-63.9% | $64,808-37.4% |
| Participation rate | 90.8% | 71.7%+19.1pp | 75.1%+15.7pp | 71.5%+19.3pp |
| Annual return | -14.75% | -6.02%-8.7pp | 27.45%-42.2pp | 32.82%-47.6pp |
| Employer contribution / active EE | $1,368 | $3,166-56.8% | $3,635-62.4% | $2,506-45.4% |
| Participant deferral / active EE | $4,469 | $3,785+18.1% | $4,728-5.5% | $4,310+3.7% |
| Admin fee / account holder | $194 | $452-57.1% | $6,410-97.0% | $188+3.1% |