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| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES6+ years Filed as: RAYMOND JAMES & ASSOCIATES Service code 27 101 SOUTH FIFTH STREET SUITE 1900 · LOUISVILLE, KY 40202 | Advisory (Plan) | $38,246 |
FORMIDABLE ASSET MANAGEMENT4 years Service code 27 221 E 4TH STREET SUITE 2850 · CINCINNATI, OH 45202 | Advisory (Plan) | $31,138 |
BAIRD FUNDS2 years Filed as: ROBERT W. BAIRD & CO. Service code 27 202 S. COLLEGE AVENUE · BLOOMINGTON, IN 47404 | Advisory (Plan) | $26,703 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 27 4969 US HIGHWAY 42 STE 1200 · LOUISVILLE, KY 40222 | Advisory (Plan) | $20,114 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB Service code 27 2423 E. LINCOLN DRIVE · PHOENIX, AZ 85016 | Advisory (Plan) | $19,481 |
GLENVIEW STATE BANK6+ years Filed as: THE GLENVIEW TRUST COMPANY Service code 27 4969 US HIGHWAY 42 SUITE 2000 · LOUISVILLE, KY 40222 | Advisory (Plan) | $18,095 |
SECURITIES AMERICA INC6+ years Filed as: SECURITIES AMERICA INC. Service code 27 6006 BROWNSBORO PARK BLVD SUITE E · LOUISVILLE, KY 40207 | Advisory (Plan) | $12,768 |
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $11,254 |
Service code 27 702 NORTH SHORE DRIVE SUITE 501 · JEFFERSONVILLE, IN 47130 | Advisory (Plan) | $5,418 |
MATRIX TRUST COMPANY2 years Service code 18 | Custodial (securities); Float revenue... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $160,678 | $52,293+207.3% | $178,498-10.0% | $73,412+118.9% |
| Participation rate | 99.6% | 65.3%+34.3pp | 81.9%+17.7pp | 72.2%+27.5pp |
| Annual return | 14.17% | 34.75%-20.6pp | 151.09%-136.9pp | 59.30%-45.1pp |
| Employer contribution / active EE | $6,543 | $1,735+277.1% | $5,011+30.6% | $2,234+193.0% |
| Participant deferral / active EE | $4,481 | $2,332+92.1% | $5,202-13.9% | $3,806+17.7% |
| Admin fee / account holder | $539 | $127+323.0% | $13,985-96.1% | $158+241.2% |