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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $16,512 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $14,030 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,101 | $76,112-43.4% | $96,534-55.4% | $71,511-39.7% |
| Participation rate | 65.6% | 74.4%-8.8pp | 76.0%-10.4pp | 67.9%-2.4pp |
| Annual return | 12.63% | 22.81%-10.2pp | 25.88%-13.2pp | 28.86%-16.2pp |
| Employer contribution / active EE | $296 | $2,248-86.8% | $2,965-90.0% | $2,589-88.6% |
| Participant deferral / active EE | $2,477 | $4,217-41.3% | $4,851-48.9% | $4,291-42.3% |
| Admin fee / account holder | $283 | $2,708-89.6% | $8,253-96.6% | $1,588-82.2% |